EQS Voting Rights Announcement: Vonovia SE
Vonovia SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

06.04.2023 / 13:58 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: Vonovia SE
Street: Universitätsstraße 133
Postal code: 44803
City: Bochum
Germany
Legal Entity Identifier (LEI): 5299005A2ZEP6AP7KM81

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
03 Apr 2023

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.30 % 4.39 % 4.68 % 795849997
Previous notification 0.55 % 4.72 % 5.27 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
US92887H1077 0 568251 0 % 0.07 %
DE000A1ML7J1 0 1800509 0 % 0.23 %
Total 2368760 0.30 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right To Recall Open 2279785 0.29 %
Right Of Use Open 6537733 0.82 %
Future 21.04.2023 20042 0.003 %
Call Option 17.11.2023 2576779 0.32 %
Swap 06.04.2023 71925 0.01 %
Call Warrant 06.04.2023 47950 0.01 %
    Total 11534215 1.45 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Swap 30.03.2033 Cash 2718801 0.34 %
Call Warrant 31.12.2030 Cash 1064828 0.13 %
Forward 20.12.2024 Cash 143148 0.02 %
Call Option 31.03.2035 Cash 5804328 0.73 %
Put Option 20.12.2030 Cash 1428135 0.18 %
Future 20.12.2030 Cash 10476440 1.32 %
Put Option 21.06.2024 Physical 1728159 0.22 %
      Total 23363838 2.94 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
Goldman Sachs Asset Management Holdings LLC % % %
Goldman Sachs Asset Management UK Holdings I Ltd % % %
Goldman Sachs Asset Management UK Holdings II Ltd % % %
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. % % %
Goldman Sachs Asset Management Holdings B.V. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs Bank USA % % %
Goldman Sachs Bank Europe SE % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International Bank % % %
- % % %
The Goldman Sachs Group, Inc. % % %
GS Global Markets, Inc. % % %
Goldman Sachs Finance Corp International Ltd % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman, Sachs & Co. Wertpapier GmbH % % %
- % % %
The Goldman Sachs Group, Inc. % % %
GS Finance Corp. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International % % %
- % % %
The Goldman Sachs Group, Inc. % % %
IMD Holdings LLC % % %
United Capital Financial Partners, Inc. % % %
United Capital Financial Advisers, LLC % % %
- % % %
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
Goldman Sachs Asset Management, L.P. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Murray Street Corporation % % %
Sphere Fundo De Investimento Multimercado - Investimento No Exterior Credito Privado % % %
Sphere Fund % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs Do Brasil Banco Multiplo S/A % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
05 Apr 2023



06.04.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com


Language: English
Company: Vonovia SE
Universitätsstraße 133
44803 Bochum
Germany
Internet: www.vonovia.de

 
End of News EQS News Service

1603403  06.04.2023 CET/CEST

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