Super Micro Computer WKN: A40MRM ISIN: US86800U3023 Kürzel: SMCI Forum: Aktien Thema: Hauptdiskussion
Zur Erinnerung: SMCI war bereits zum Delisting von der SEC wegen dem Audit Committee angezählt - Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. https://www.sec.gov/Archives/edgar/data/1375365/000137536524000023/smci-20240503.htm
Und die Besetzung des Audit Committees wirft so einige Fragen auf: On May 9, 2024, which was within the cure period granted by Nasdaq in the Notice to regain compliance with Nasdaq Listing Rule 5605(c)(2)(A), the Company appointed each of Mr. Robert Blair and Ms. Judy Lin, both current members of the Board, as additional members of the Audit Committee. Ms. Lin is a chemical engineer and has zero experience in finance and accounting. Her previous jobs were engineering-based. I did run across an article from August 2023 which stated that she owned, at the time, over $4 million worth of SMCI stock. Something does not smell right here either. https://investmentresearchdynamics.com/financial-markets/super-micro-computers-10-q-is-loaded-with-red-flag/
... ability and willingness of the Audit Committee and overall Board to demonstrate and act as an oversight body that is independent of the CEO and other members of management in accordance with Principle 2 of the COSO Framework, and whether EY could rely on representations from certain members of management and from the Audit Committee. https://www.sec.gov/Archives/edgar/data/1375365/000137536524000036/smci-20241024.htm
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